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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGGIIvTSR-oWV9Ik-ED90nIcKI0Lw&url=http://www.businessweek.com/news/2010-09-03/warburg-invests-125-million-in-broker-dealer-start-up-cortview.html" title="Warburg Invests $125 Million in Broker-Dealer Start-Up CortviewBusinessWeek3 (Bloomberg) -- Warburg Pincus LLC is investing $125 million in a new broker-dealer as private-equity firms seek to profit from shifts in the financial ...and more&nbsp;&raquo;..." target="_blank">Warburg Invests $125 Million in Broker-Dealer Start-Up Cortview - BusinessWeek</a><br />');
document.write('<span class="rss-date">published on Fri, 03 Sep 2010 13:41:30 GMT+00:00</span><br />');
document.write('Warburg Invests $125 Million in Broker-Dealer Start-Up CortviewBusinessWeek3 (Bloomberg) -- Warburg Pincus LLC is investing $125 million in a new broker-dealer as private-equity firms seek to profit from shifts in the financial ...and more&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGcwx0iXWJwhmytH6vQ00brgmRQuA&url=http://www.ctpost.com/business/article/Greenberg-s-Aquiline-backs-broker-dealer-CRT-641636.php" title="Greenberg&#39;s Aquiline backs broker-dealer CRT CapitalCt PostAn Aquiline fund will invest $225 million in CRT Capital Group, broker-dealer with almost 1000 institutional clients. CRT Capital Group, led by Ben ...Aquiline Leads $225 Million Deal For Brok..." target="_blank">Greenberg\'s Aquiline backs broker-dealer CRT Capital - Ct Post</a><br />');
document.write('<span class="rss-date">published on Thu, 02 Sep 2010 01:44:50 GMT+00:00</span><br />');
document.write('Greenberg&#39;s Aquiline backs broker-dealer CRT CapitalCt PostAn Aquiline fund will invest $225 million in CRT Capital Group, broker-dealer with almost 1000 institutional clients. CRT Capital Group, led by Ben ...Aquiline Leads $225 Million Deal For Broker-Dealer CRTNASDAQAquiline Invests $225M In CRT CapitalEmii.comAquiline Capital Partners Leads $225 Million Investment in CRT Capital GroupBusiness Wire (press release)all 17 news articles&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNECrZ5JlUV8D4IqEzKcZJ_56bX4rw&url=http://blogs.forbes.com/williampbarrett/2010/09/02/ennisknupp-ends-decades-of-conflict-free-pension-advice/?boxes%3Dfinancechannelforbes" title="Forbes (blog)EnnisKnupp drinks the Kool-AidForbes (blog)As Forbes reported recently, that assertion is now history; Hewitt also owns a securities broker/dealer paid to push product. Moreover, Hewitt has a pending ...and more&nbsp;&raquo;..." target="_blank">EnnisKnupp drinks the Kool-Aid - Forbes (blog)</a><br />');
document.write('<span class="rss-date">published on Thu, 02 Sep 2010 17:24:53 GMT+00:00</span><br />');
document.write('Forbes (blog)EnnisKnupp drinks the Kool-AidForbes (blog)As Forbes reported recently, that assertion is now history; Hewitt also owns a securities broker/dealer paid to push product. Moreover, Hewitt has a pending ...and more&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFhsUcwz99Kh95Sm7X68zUhLdvKfA&url=http://www.emii.com/Articles/2659851/Banking--Brokerage/Banking--Brokerage-Articles/BNY-Mellon-Boosts-Broker-Dealer-Services.aspx" title="HedgeCo.netBNY Mellon Boosts Broker-Dealer ServicesEmii.comBNY Mellon Broker has appointed John Vinci and Andrew Demko for its broker-dealer services business. The duo will be working under James Malgieri, ...BNY Mellon Broker-Dealer Services Appoints Joh..." target="_blank">BNY Mellon Boosts Broker-Dealer Services - Emii.com</a><br />');
document.write('<span class="rss-date">published on Wed, 01 Sep 2010 07:21:32 GMT+00:00</span><br />');
document.write('HedgeCo.netBNY Mellon Boosts Broker-Dealer ServicesEmii.comBNY Mellon Broker has appointed John Vinci and Andrew Demko for its broker-dealer services business. The duo will be working under James Malgieri, ...BNY Mellon Broker-Dealer Services Appoints John Vinci and Andrew Demko to New ...PR-CANADA.net (press release)all 34 news articles&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEKXgh8cAb5ybk1JyNnM8yx8VefNw&url=http://www.investmentexecutive.com/client/en/News/DetailNews.asp?Id%3D54804%26cat%3D8%26IdSection%3D8%26PageMem%3D%26nbNews%3D" title="Extend fiduciary duty to broker-dealers: NASAAInvestment ExecutiveNASAA says that studies have shown that the public is confused about the distinction and mistakenly believes that broker-dealers already act as fiduciaries. ...US Broker Group Weighs In On ..." target="_blank">Extend fiduciary duty to broker-dealers: NASAA - Investment Executive</a><br />');
document.write('<span class="rss-date">published on Tue, 31 Aug 2010 19:55:04 GMT+00:00</span><br />');
document.write('Extend fiduciary duty to broker-dealers: NASAAInvestment ExecutiveNASAA says that studies have shown that the public is confused about the distinction and mistakenly believes that broker-dealers already act as fiduciaries. ...US Broker Group Weighs In On Fiduciary StandardWall Street JournalOld foes in the fiduciary debate join new battle to sway SEC&#39;s six-month studyRIABizFinancial Planning Coalition Asks SEC to Require Fiduciary Standard of Care to ...PR Newswire (press release)Huffington Post (blog)&nbsp;-Investment Advisor&nbsp;-National Underwriter Life and Health Insurance Newsall 32 news articles&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEugD13ueNEeOjHx2EhPW1PuE6fGg&url=http://www.investmentnews.com/article/20100902/FREE/100909975" title="SIFMA quietly pleads for delay of changes to fiduciary standardInvestmentNews?If a uniform standard of care cannot be applied and supervised in a practical manner, broker-dealers will likely significantly curtail offering certain ...NAIFA Letter Protests ..." target="_blank">SIFMA quietly pleads for delay of changes to fiduciary standard - InvestmentNews</a><br />');
document.write('<span class="rss-date">published on Thu, 02 Sep 2010 20:34:45 GMT+00:00</span><br />');
document.write('SIFMA quietly pleads for delay of changes to fiduciary standardInvestmentNews?If a uniform standard of care cannot be applied and supervised in a practical manner, broker-dealers will likely significantly curtail offering certain ...NAIFA Letter Protests SEC Fiduciary ProposalNational Underwriter Life and Health Insurance NewsSEC Sets Rule for Muni FAsBond BuyerIIABA Challenges &#39;Universal Fiduciary Standard&#39; For Investment Products SaleNational Underwriter Property And Casualty Insurance NewsInsurance News Net (press release)&nbsp;-Bloomberg&nbsp;-Financial Advisor Magazineall 23 news articles&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHzOB6FlkqOaT3_lgA6nyTK0hsdGQ&url=http://www.prnewswire.com/news-releases/bny-mellon-broker-dealer-services-appoints-john-vinci-and-andrew-demko-to-new-senior-management-posts-101867983.html" title="BNY Mellon Broker-Dealer Services Appoints John Vinci and Andrew Demko to New ...PR Newswire (press release)31 /PRNewswire-FirstCall/ -- BNY Mellon Broker-Dealer Services has appointed John Vinci as its head of Global Product Management and Strategy and A..." target="_blank">BNY Mellon Broker-Dealer Services Appoints John Vinci and Andrew Demko to New ... - PR Newswire (press release)</a><br />');
document.write('<span class="rss-date">published on Tue, 31 Aug 2010 12:00:43 GMT+00:00</span><br />');
document.write('BNY Mellon Broker-Dealer Services Appoints John Vinci and Andrew Demko to New ...PR Newswire (press release)31 /PRNewswire-FirstCall/ -- BNY Mellon Broker-Dealer Services has appointed John Vinci as its head of Global Product Management and Strategy and Andrew ...and more&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGIBIsKDMBY5dHm9uDourLJDh3EDQ&url=http://www.marketwatch.com/story/gleacher-company-welcomes-another-addition-to-equity-healthcare-team-2010-09-03?reflink%3DMW_news_stmp" title="Gleacher &amp; Company Welcomes Another Addition to Equity Healthcare TeamMarketWatch (press release)NEW YORK, Sep 03, 2010 (BUSINESS WIRE) -- Gleacher &amp; Company Securities, Inc., a broker-dealer subsidiary of Gleacher &amp; Company, Inc. (NASDAQ:GLCH..." target="_blank">Gleacher & Company Welcomes Another Addition to Equity Healthcare Team - MarketWatch (press release)</a><br />');
document.write('<span class="rss-date">published on Fri, 03 Sep 2010 12:06:25 GMT+00:00</span><br />');
document.write('Gleacher &amp; Company Welcomes Another Addition to Equity Healthcare TeamMarketWatch (press release)NEW YORK, Sep 03, 2010 (BUSINESS WIRE) -- Gleacher &amp; Company Securities, Inc., a broker-dealer subsidiary of Gleacher &amp; Company, Inc. (NASDAQ:GLCH) , today ...GLEACHER : &amp; Company Welcomes Another Addition to Equity Healthcare Team4-traders (press release)all 11 news articles&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGC2uG_ITDXncbEE2EjNv_PoMfjwg&url=http://www.investmentnews.com/article/20100901/FREE/100909989" title="Provident Royalties exec pleads guilty in $485M fraudInvestmentNewsMore than 60 independent broker-dealers sold the private placements issued by Provident Royalties, which the Securities and Exchange Commission last summer ...and more&nbsp;&raquo;..." target="_blank">Provident Royalties exec pleads guilty in $485M fraud - InvestmentNews</a><br />');
document.write('<span class="rss-date">published on Wed, 01 Sep 2010 19:13:38 GMT+00:00</span><br />');
document.write('Provident Royalties exec pleads guilty in $485M fraudInvestmentNewsMore than 60 independent broker-dealers sold the private placements issued by Provident Royalties, which the Securities and Exchange Commission last summer ...and more&nbsp;&raquo;');
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document.write('<li class="rss-item"><a class="rss-item" href="http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNG5xa0Jh6HqBOTrnD4gX5ITOg7l6w&url=http://www.prnewswire.com/news-releases/ing-prime-rate-trust-announces-intended-redemption-of-auction-rate-preferred-shares-102143979.html" title="ING Prime Rate Trust Announces Intended Redemption of Auction-Rate Preferred ...PR Newswire (press release)The procedures used by broker-dealers to allocate redeemed shares among beneficial owners may differ from each other as well as from the procedures ..." target="_blank">ING Prime Rate Trust Announces Intended Redemption of Auction-Rate Preferred ... - PR Newswire (press release)</a><br />');
document.write('<span class="rss-date">published on Fri, 03 Sep 2010 13:01:33 GMT+00:00</span><br />');
document.write('ING Prime Rate Trust Announces Intended Redemption of Auction-Rate Preferred ...PR Newswire (press release)The procedures used by broker-dealers to allocate redeemed shares among beneficial owners may differ from each other as well as from the procedures used by ...and more&nbsp;&raquo;');
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